Filing Details

Accession Number:
0001062993-23-006421
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-09 16:19:21
Reporting Period:
2023-03-07
Accepted Time:
2023-03-09 16:19:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Wholesale-Computers & Peripheral Equipment & Software (5045) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1656207 Richard Alan May C/O Hewlett Packard Enterprise Company
1701 E. Mossy Oaks Road
Spring TX 77389
Evp, Chief People Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-07 478,226 $10.48 952,737 No 4 M Direct
Common Stock Disposition 2023-03-07 478,226 $15.11 474,511 No 4 S Direct
Common Stock Disposition 2023-03-07 225,000 $15.11 249,511 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2023-01-13 316 $0.00 316 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-01-13 495 $0.00 495 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-01-13 784 $0.00 784 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2023-03-07 478,226 $0.00 478,226 $10.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,640 No 4 A Direct
70,642 No 4 A Direct
108,212 No 4 A Direct
0 2016-06-22 2023-06-22 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price of $15.1062. The prices actually paid ranged from $15.00 to $15.2750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 316.2748 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.
  4. As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, and 33,905 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 494.6626 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.
  5. As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 783.6693 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23.
  6. This option became exercisable beginning on this date.
  7. This option is no longer exercisable beginning on this date.