Filing Details
- Accession Number:
- 0001104659-23-030233
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-08 21:45:22
- Reporting Period:
- 2022-12-07
- Accepted Time:
- 2023-03-08 21:45:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1825079 | Velo3D Inc. | VLD | Special Industry Machinery, Nec (3559) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834455 | Joseph Matthew Walters | C/O Velo3D, Inc. 511 Division Street Campbell CA 95008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-12-07 | 14,430 | $1.87 | 789,113 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-06 | 10,000 | $3.14 | 779,113 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $1.925. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.125 to $3.155. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.