Filing Details
- Accession Number:
- 0001209191-11-034117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-10 18:29:17
- Reporting Period:
- 2011-06-08
- Filing Date:
- 2011-06-10
- Accepted Time:
- 2011-06-10 17:29:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1329391 | Scott H Harvey | C/O Hercules Technology Growth Capital 400 Hamilton Avenue Suite 310 Palo Alto CA 94301 | Chief Legal Officer & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Disposition | 2011-06-08 | 11,500 | $10.40 | 55,187 | No | 4 | S | Direct | |
Common Stock $0.001 Par Value | Acquisiton | 2011-06-09 | 5,550 | $4.21 | 60,737 | No | 4 | M | Direct | |
Common Stock $0.001 Par Value | Disposition | 2011-06-09 | 2,219 | $10.53 | 58,518 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |