Filing Details
- Accession Number:
- 0000891839-11-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-10 18:24:41
- Reporting Period:
- 2011-06-10
- Filing Date:
- 2011-06-10
- Accepted Time:
- 2011-06-10 17:24:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457678 | Jeffrey Glajch | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | Vp-Finance; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-10 | 200 | $19.95 | 22,216 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-06-10 | 800 | $19.89 | 23,016 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.01 | 2019-03-02 | 1,000 | 1,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $15.22 | 2019-05-28 | 4,693 | 4,693 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $15.25 | 2020-05-20 | 3,675 | 3,675 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-02 | 1,000 | 1,000 | Direct |
| 2019-05-28 | 4,693 | 4,693 | Direct |
| 2020-05-20 | 3,675 | 3,675 | Direct |
Footnotes
- Mr. Glajch previously reported his 5/26/11 performance-vested restricted stock award assuming target achievement of the performance criteria (1,712 shares). The award provides if maximum achievement is realized, the number of shares would double. The number of shares reported by Mr. Glajch as beneficially owned has been adjusted to assume maximum achievement of the performance criteria.
- This option was previously reported by Mr. Glajch and is exercisable pro rata on the first, second, third and fourth anniversaries of the 3/2/09 grant date.
- This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date.
- This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.
Billionaire Hedge Funds
