Filing Details

Accession Number:
0001771515-23-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-08 19:54:30
Reporting Period:
2023-03-06
Accepted Time:
2023-03-08 19:54:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469085 D. Erik Ragatz C/O Grocery Outlet Holding Corp.,
5650 Hollis Street
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-06 18,175 $27.30 25,149 No 4 P Direct
Common Stock Acquisiton 2023-03-06 5,200 $27.30 5,200 No 4 P Indirect By spouse
Common Stock Acquisiton 2023-03-06 30,000 $27.27 239,096 No 4 P Indirect By LP (see footnote)
Common Stock Acquisiton 2023-03-06 35,044 $27.27 35,044 No 4 P Indirect By 401k (see footnote)
Common Stock Acquisiton 2023-03-06 2,956 $27.29 38,000 No 4 P Indirect By 401k (see footnote)
Common Stock Acquisiton 2023-03-07 20,000 $27.25 259,096 No 4 P Indirect By LP (see footnote)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By spouse
No 4 P Indirect By LP (see footnote)
No 4 P Indirect By 401k (see footnote)
No 4 P Indirect By 401k (see footnote)
No 4 P Indirect By LP (see footnote)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.300, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
  2. Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.250 to $27.290, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
  4. By 401k plan (not affiliated with the Issuer).