Filing Details
- Accession Number:
- 0001144204-11-035161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-10 17:01:24
- Reporting Period:
- 2011-06-07
- Filing Date:
- 2011-06-10
- Accepted Time:
- 2011-06-10 16:01:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399521 | Lihua International Inc. | LIWA | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 141961536 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446239 | Jianhua Zhu | C/O Lihua Holdings Limited Houxiang Five-Star Industry District Danyang City, Jiangsu Province F4 212312 | Chief Executive Officer & Pres | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-07 | 5,631 | $6.23 | 13,698,131 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-07 | 500 | $6.21 | 13,698,631 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-07 | 5,000 | $6.25 | 13,703,631 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-07 | 969 | $6.22 | 13,704,600 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-08 | 1,500 | $6.24 | 13,706,100 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-08 | 1,000 | $6.23 | 13,707,100 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-08 | 1,900 | $6.21 | 13,709,000 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-08 | 1,900 | $6.19 | 13,710,900 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-08 | 1,200 | $6.18 | 13,712,100 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-08 | 400 | $6.09 | 13,712,500 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Mr. Zhu has a fully vested option that is presently exercisable to acquire a controlling interest in Magnify Wealth Enterprise Ltd., the entity that purchased the securities of Lihua International, Inc., reflected in this Form 4. Although Mr. Zhu is not currently a shareholder of Magnify Wealth, due to his right to acquire a controlling interest in Magnify Wealth, Mr. Zhu may be deemed to be a beneficial owner with an indirect pecuniary interest in the securities. The filing of this Form 4 by Mr. Zhu shall not be deemed an admission that he, for the purposes of Section 16 of the Securities Act of 1933, as amended, or otherwise, beneficially owns the securities.