Filing Details

Accession Number:
0001127602-23-009283
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-07 16:14:36
Reporting Period:
2023-03-06
Accepted Time:
2023-03-07 16:14:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236604 Jr O Rodney Martin 230 Park Avenue
New York NY 10169
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-06 39,724 $75.24 149,671 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,597 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Savings Plan Issuer Stock Units $0.00 7,964 7,964 Direct
Common Stock Performance Stock Unit $0.00 277,886 277,886 Direct
Common Stock Performance-Based Stock Options $0.00 158,900 158,900 Direct
Common Stock Restricted Stock Units $0.00 130,175 130,175 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,964 7,964 Direct
277,886 277,886 Direct
158,900 158,900 Direct
130,175 130,175 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
  2. This transaction was executed in multiple trades at prices ranging from $74.15 to $75.94. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
  3. Includes automatic semi-monthly contributions to the reporting person's 401(k).
  4. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
  5. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
  6. The options vest based on the conditions set forth in their respective agreements.
  7. The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.