Filing Details
- Accession Number:
- 0001127602-23-009197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-06 21:13:28
- Reporting Period:
- 2023-03-02
- Accepted Time:
- 2023-03-06 21:13:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326732 | Xencor Inc | XNCR | Pharmaceutical Preparations (2834) | 201622502 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1787397 | Celia Eckert | C/O Xencor, Inc. Monrovia CA 91016 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-02 | 10,504 | $0.00 | 40,576 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-03-03 | 427 | $31.54 | 40,149 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2023-03-02 | 63,025 | $0.00 | 63,025 | $31.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
63,025 | 2033-03-01 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
- Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 1,049 restricted stock units.
- Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 746 shares acquired in June 2022 and 350 shares acquired in December 2022.
- 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the optionshall be fully vested on the four year anniversary of the Vesting Commencement Date.