Filing Details
- Accession Number:
- 0001062993-23-006122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-06 21:05:34
- Reporting Period:
- 2023-03-02
- Accepted Time:
- 2023-03-06 21:05:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1733065 | M. Jonathan Craig | 3000 Schwab Way Westlake TX 76262 | Please See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-02 | 68,758 | $0.00 | 68,758 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-03-02 | 34,091 | $76.46 | 0 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-03-06 | 34,667 | $76.33 | 11,159 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | by Trust |
Footnotes
- Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022.
- The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.
- Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust.
- The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022.
- This transaction was executed in multiple trades at prices ranging from $75.94 to $76.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.