Filing Details
- Accession Number:
- 0001079023-11-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-10 15:42:59
- Reporting Period:
- 2011-06-09
- Filing Date:
- 2011-06-10
- Accepted Time:
- 2011-06-10 14:42:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447342 | J Gary Rosen | 35 Dory Road Gloucester MA 01930 | Vice President Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-09 | 12,186 | $27.53 | 56,379 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 12,186 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 12,187 | $42.73 | 56,380 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 12,187 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 11,423 | $46.65 | 55,616 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 11,423 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 22,969 | $38.99 | 67,162 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 22,969 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 9,141 | $33.49 | 53,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 9,141 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 8,437 | $37.68 | 52,630 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 8,437 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 7,734 | $34.33 | 51,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 7,734 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 7,875 | $17.08 | 52,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 7,875 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 5,063 | $18.42 | 49,256 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 5,063 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 4,500 | $22.35 | 48,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 4,500 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 3,938 | $30.25 | 48,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 3,938 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 5,250 | $31.23 | 49,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 5,250 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 625 | $30.08 | 44,818 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 625 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-09 | 500 | $32.02 | 44,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-09 | 500 | $61.32 | 44,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-09 | 3,666 | $61.32 | 40,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-09 | 332 | $61.32 | 40,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 7,875 | $61.32 | 7,875 | $17.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 5,063 | $61.32 | 5,063 | $18.42 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 4,500 | $61.32 | 4,500 | $22.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 12,186 | $61.32 | 12,186 | $27.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 625 | $61.32 | 625 | $30.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 3,938 | $61.32 | 3,938 | $30.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 5,250 | $61.32 | 5,250 | $31.23 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 500 | $61.32 | 500 | $32.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 9,141 | $61.32 | 9,141 | $33.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 7,734 | $61.32 | 7,734 | $34.33 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 8,437 | $61.32 | 8,437 | $37.68 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 22,969 | $61.32 | 22,969 | $38.99 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 12,187 | $61.32 | 12,187 | $42.73 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-09 | 11,423 | $61.32 | 11,423 | $46.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,625 | 2009-11-24 | 2015-11-24 | No | 4 | M | Direct |
| 3,937 | 2010-02-26 | 2016-02-26 | No | 4 | M | Direct |
| 4,500 | 2010-05-14 | 2016-05-14 | No | 4 | M | Direct |
| 0 | 2008-02-09 | 2014-02-09 | No | 4 | M | Direct |
| 1,375 | 2011-02-26 | 2017-02-26 | No | 4 | M | Direct |
| 5,062 | 2010-08-14 | 2016-08-14 | No | 4 | M | Direct |
| 8,750 | 2010-11-12 | 2016-11-12 | No | 4 | M | Direct |
| 1,500 | 2011-05-13 | 2017-05-13 | No | 4 | M | Direct |
| 2,109 | 2009-02-09 | 2015-02-09 | No | 4 | M | Direct |
| 3,516 | 2009-08-14 | 2015-08-14 | No | 4 | M | Direct |
| 2,813 | 2009-05-09 | 2015-05-09 | No | 4 | M | Direct |
| 3,281 | 2008-11-13 | 2014-11-13 | No | 4 | M | Direct |
| 0 | 2008-05-10 | 2014-05-10 | No | 4 | M | Direct |
| 762 | 2008-08-17 | 2014-08-17 | No | 4 | M | Direct |
Footnotes
- Includes the sale of Employee Stock Purchase Shares.
- The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
- The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.
- The Options were granted on May 14, 2009 and will vest as to one-fourth (1/4) on May 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 14, 2013.
- The Options were granted on February 9, 2007 and will vest as to one-fourth (1/4) on February 9, 2008 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2011.
- The Options were granted on February 26. 2010 and will vest as to one-fourth (1/4) on February 26, 2011 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 26, 2014.
- The Options vest as to one-fourth (1/4) on August 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on August 14, 2013.
- The Options vest as to one-fourth (1/4) on November 12, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on November 12, 2013.
- The Options were granted on May 13. 2010 and will vest as to one-fourth (1/4) on May 13, 2011 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 13, 2014.
- The Options were granted on February 9, 2008 and will vest as to one-fourth (1/4) on February 9, 2009 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2012.
- The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.
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