Filing Details
- Accession Number:
- 0001771515-23-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-06 17:38:17
- Reporting Period:
- 2023-03-02
- Accepted Time:
- 2023-03-06 17:38:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779740 | Jr. J. Eric Lindberg | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-02 | 114,954 | $0.00 | 175,514 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-03-03 | 9,854 | $27.46 | 165,660 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,126,670 | Indirect | By Lindberg Revocable Trust |
Common Stock | 401,500 | Indirect | By Lindberg Irrevocable Trust |
Common Stock | 460 | Indirect | By spouse |
Common Stock | 460 | Indirect | By child |
Footnotes
- Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units granted to the reporting person on May 13, 2020.
- These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
- Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee.
- Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.