Filing Details

Accession Number:
0001771515-23-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-06 17:35:55
Reporting Period:
2023-03-02
Accepted Time:
2023-03-06 17:35:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779772 B. Pamela Burke C/O Grocery Outlet Holding Corp.,
5650 Hollis Street
Emeryville CA 94608
Chief Stores Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-02 26,606 $0.00 54,714 No 4 A Direct
Common Stock Acquisiton 2023-03-02 14,177 $0.00 68,891 No 4 A Direct
Common Stock Disposition 2023-03-03 3,652 $27.46 65,239 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.
  2. Represents 14,177 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 21,265 unvested PSUs at target achievement (or up to an additional 42,530 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.
  3. These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.