Filing Details
- Accession Number:
- 0001127602-23-008970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-06 06:10:19
- Reporting Period:
- 2023-03-03
- Accepted Time:
- 2023-03-06 06:10:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685846 | Johnson Huang | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Customer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-03 | 9,516 | $21.30 | 60,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-03 | 6,246 | $62.00 | 54,202 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-03 | 3,270 | $62.00 | 50,932 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2023-03-03 | 6,797 | $21.30 | 57,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-03 | 4,461 | $62.00 | 53,268 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-03 | 2,336 | $62.00 | 50,932 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2023-03-03 | 9,516 | $0.00 | 9,516 | $21.30 |
| Common Stock | Stock Appreciation Right | Disposition | 2023-03-03 | 6,797 | $0.00 | 6,797 | $21.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-05 | No | 4 | M | Direct | |
| 0 | 2024-02-05 | No | 4 | M | Direct |
Footnotes
- Vested in full.
Billionaire Hedge Funds
