Filing Details

Accession Number:
0001140361-23-010166
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-03 21:00:30
Reporting Period:
2023-03-01
Accepted Time:
2023-03-03 21:00:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635088 Roivant Sciences Ltd. ROIV Pharmaceutical Preparations (2834) 981173944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1885841 Richard Pulik C/O Roivant Sciences Ltd.
7Th Floor, 50 Broadway
London X0 SW1H 0DB
Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2023-03-01 1,912 $8.08 223,347 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.
  2. Includes Common Shares purchased under the Company's Employee Stock Purchase Plan.