Filing Details
- Accession Number:
- 0001716837-23-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-03 19:30:40
- Reporting Period:
- 2023-03-01
- Accepted Time:
- 2023-03-03 19:30:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1951665 | Charles Collier | C/O Roku, Inc. 1155 Coleman San Jose CA 95110 | President, Roku Media | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-03-01 | 29,339 | $0.00 | 29,539 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-03-02 | 12,970 | $61.93 | 16,569 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2023-03-01 | 29,339 | $0.00 | 29,339 | $0.00 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2023-03-01 | 2,750 | $0.00 | 2,750 | $63.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 440,097 | No | 4 | M | Direct | ||
| 2,750 | 2023-03-01 | 2033-02-28 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 600 | Indirect | Charles D. Collier Revocable Trust |
Footnotes
- These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
- This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.
Billionaire Hedge Funds
