Filing Details
- Accession Number:
- 0001562180-23-002451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-03 19:13:17
- Reporting Period:
- 2023-03-01
- Accepted Time:
- 2023-03-03 19:13:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524472 | Xylem Inc. | XYL | Pumps & Pumping Equipment (3561) | 452080495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657363 | Hayati Yarkadas | 301 Water St Se C/O Xylem Inc. Washington DC 20003 | Svp & President, Eu, Wi & Gls | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-01 | 102 | $101.09 | 12,773 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-03-01 | 4,204 | $0.00 | 16,977 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2023-03-02 | 6,076 | $63.55 | 23,053 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-03-02 | 5,035 | $86.79 | 28,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-02 | 15,942 | $100.43 | 12,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2023-03-01 | 14,625 | $101.09 | 14,625 | $101.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-02 | 5,035 | $0.00 | 5,035 | $86.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-02 | 6,076 | $0.00 | 6,076 | $63.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,625 | 2033-03-01 | No | 4 | A | Direct | |
| 0 | 2032-03-01 | No | 4 | M | Direct | |
| 0 | 2030-02-27 | No | 4 | M | Direct |
Footnotes
- Reflects units withheld to pay the tax liability incident to the vesting of restricted stock units granted on March 1, 2021 (40) and March 1, 2022 (62) under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016)
- Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one third increments on March 1, 2024, March 1, 2025 and March 1, 2026.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.27 to $100.64, inclusive. The reporting person undertakes to provide to Xylem, Inc., any security holder of Xylem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 3 to this Form 4.
- Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2024, March 1, 2025 and March 1, 2026.
- The May 7, 2020 option grant vested in one-third increments on February 27, 2021, February 27, 2022 and February 27, 2023.
- The March 1, 2022 option grant vested one-third on March 1, 2023, and will vest one-third on each of March 1, 2024 and March 1, 2025.
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