Home > Insider Trading > Filing (0001828536-23-000019)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1828536	Energy Vault Holdings Inc.	NRGV	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	853230987

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1909079	Andrea Pedretti	4360 Park Terrace Drive, Suite 100 Westlake Village, CA 91361	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-02-24	125,905	$0.00	1,151,982	No	4	J	Direct
Common Stock	Disposition	2023-03-01	25,000	$3.18	1,126,982	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	S	Direct

Footnotes

As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents the final disposition in full satisfaction of the reporting person's obligation to deliver such shares pursuant to such stock pledge and transfer agreement.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.