Filing Details
- Accession Number:
- 0001628280-23-006342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-03 17:17:26
- Reporting Period:
- 2023-03-01
- Accepted Time:
- 2023-03-03 17:17:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1805385 | Evolv Technologies Holdings Inc. | EVLV | Computer Peripheral Equipment, Nec (3577) | 844473840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1869206 | Michael Ellenbogen | C/O Evolv Technologies, Inc. 500 Totten Pond Road, 4Th Floor Waltham MA 02451 | Founder & Chief Innovation Ofc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-03-01 | 47,750 | $0.00 | 2,906,624 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-03-02 | 16,070 | $2.92 | 2,890,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-03-01 | 47,750 | $0.00 | 47,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 95,516 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 151,135 | Indirect | Held by Family Horizon Trust |
| Class A Common Stock | 2,259,987 | Indirect | Held by E Ventures Trust |
Footnotes
- The sale reported in the Form 4 was effected solely with the intent to cover withholding taxes in connection with the vesting of RSUs.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.
- The RSUs vest in three equal annual installments commencing on March 1, 2023.
Billionaire Hedge Funds
