Filing Details
- Accession Number:
- 0000707549-23-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-03 17:12:29
- Reporting Period:
- 2023-03-01
- Accepted Time:
- 2023-03-03 17:12:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267376 | Ava Hahn | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Chief Legal Officer & Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-01 | 1,448 | $0.00 | 10,407 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-03-01 | 125 | $490.92 | 10,282 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-03-01 | 131 | $490.92 | 10,151 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-03-02 | 2,444 | $489.98 | 7,707 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-03-02 | 581 | $489.98 | 7,126 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-03-02 | 487 | $479.00 | 6,639 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-03 | 3,206 | $488.92 | 3,433 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market-based Performance Restricted Stock Unit | Acquisiton | 2023-03-01 | 2,654 | $0.00 | 2,654 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-03-01 | 2,172 | $0.00 | 2,172 | $490.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,654 | No | 4 | A | Direct | ||
2,172 | 2030-03-01 | No | 4 | A | Direct |
Footnotes
- The restricted stock units will vest in three equal installments on 03/01/2024, 03/01/2025, and 03/01/2026.
- The amount reported includes shares subject to unvested restricted stock units.
- Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2022.
- The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2026. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the PHLX Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2023 through 01/31/2026.
- The stock options will become exercisable in three equal installments on 03/01/2024, 03/01/2025, and 03/01/2026.