Filing Details

Accession Number:
0001104659-23-028113
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-02 21:18:15
Reporting Period:
2023-02-28
Accepted Time:
2023-03-02 21:18:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819576 Liquidia Corp LQDA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600757 A Robert Lippe 419 Davis Drive, Suite 100
Morrisville NC 27560
Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-28 6,875 $0.00 190,557 No 4 M Direct
Common Stock Disposition 2023-02-28 2,033 $7.56 188,524 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2023-02-28 6,875 $0.00 6,875 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,625 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  2. On January 16, 2022, the Reporting Person was granted 27,500 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 6,875 have vested through February 28, 2023.
  3. Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,323 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023.
  4. These shares were sold to cover taxes associated with the settlement of RSUs.