Filing Details
- Accession Number:
- 0001562180-23-002189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-02 18:45:42
- Reporting Period:
- 2023-02-28
- Accepted Time:
- 2023-03-02 18:45:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1459839 | Si-Bone Inc. | SIBN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218802 | Laura Francis | C/O Si-Bone, Inc. 471 El Camino Real, Suite 101 Santa Clara CA 95050 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-28 | 35,000 | $4.32 | 488,168 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-28 | 35,000 | $20.23 | 453,168 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-02-28 | 35,000 | $0.00 | 35,000 | $4.32 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2023-02-28 | 9,863 | $0.00 | 9,863 | $22.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,392 | 2025-05-25 | No | 4 | M | Direct | |
| 5,574 | 2029-01-15 | No | 4 | G | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
- The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 288,428 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer'scommon stock.
- The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to ReportingPerson's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase.
- The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.
- The reported transaction involves the Reporting Person's transfer of options to trusts for the benefit of Reporting Person's children.
Billionaire Hedge Funds
