Filing Details
- Accession Number:
- 0001104659-23-028054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-02 18:22:25
- Reporting Period:
- 2023-02-28
- Accepted Time:
- 2023-03-02 18:22:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1806837 | Vertex Inc. | VERX | Services-Prepackaged Software (7372) | 232081753 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1818851 | Jeffery Westphal | C/O Vertex, Inc. 2301 Renaissance Blvd King Of Prussia PA 19406 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-02-28 | 44,391 | $15.82 | 9,005,609 | No | 4 | S | Indirect | By The 2009 Jeffrey R. Westphal Generation Skipping Trust |
| Class A Common Stock | Disposition | 2023-03-01 | 38,916 | $15.73 | 8,966,693 | No | 4 | S | Indirect | By The 2009 Jeffrey R. Westphal Generation Skipping Trust |
| Class A Common Stock | Disposition | 2023-03-02 | 50,000 | $15.66 | 8,916,693 | No | 4 | S | Indirect | By The 2009 Jeffrey R. Westphal Generation Skipping Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The 2009 Jeffrey R. Westphal Generation Skipping Trust |
| No | 4 | S | Indirect | By The 2009 Jeffrey R. Westphal Generation Skipping Trust |
| No | 4 | S | Indirect | By The 2009 Jeffrey R. Westphal Generation Skipping Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,310,000 | Indirect | See Footnote |
| Class A Common Stock | 7,895 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.43 to $16.03.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $16.035.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.83.
- Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee.
Billionaire Hedge Funds
