Filing Details
- Accession Number:
- 0001225208-23-003176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-02 17:17:42
- Reporting Period:
- 2023-02-28
- Accepted Time:
- 2023-03-02 17:17:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399852 | Ann Beth Costello | One Hartford Plaza Hartford CT 06155 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-01 | 38,915 | $41.25 | 101,120 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-03-01 | 5,000 | $0.00 | 96,120 | No | 4 | G | Direct | |
Common Stock | Disposition | 2023-03-01 | 6,559 | $78.34 | 89,561 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-01 | 32,356 | $77.75 | 57,205 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2023-02-28 | 57,492 | $0.00 | 57,492 | $78.28 |
Common Stock | Stock Option | Disposition | 2023-03-01 | 38,915 | $0.00 | 38,915 | $41.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,492 | 2033-02-28 | No | 4 | A | Direct | |
38,915 | 2025-03-03 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $43.59 | 2026-03-01 | 72,076 | 72,076 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 70,679 | 70,679 | Direct | |
Common Stock | Stock Option | $49.01 | 2029-02-26 | 75,790 | 75,790 | Direct | |
Common Stock | Stock Option | $51.87 | 2031-02-23 | 67,204 | 67,204 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 63,194 | 63,194 | Direct | |
Common Stock | Stock Option | $55.27 | 2030-02-25 | 71,318 | 71,318 | Direct | |
Common Stock | Stock Option | $69.41 | 2032-02-23 | 75,483 | 75,483 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-03-01 | 72,076 | 72,076 | Direct |
2027-02-28 | 70,679 | 70,679 | Direct |
2029-02-26 | 75,790 | 75,790 | Direct |
2031-02-23 | 67,204 | 67,204 | Direct |
2028-02-27 | 63,194 | 63,194 | Direct |
2030-02-25 | 71,318 | 71,318 | Direct |
2032-02-23 | 75,483 | 75,483 | Direct |
Footnotes
- This transaction involved a gift to a charitable donor-advised fund, effected pursuant to a trading plan previously adopted by Ms. Costello on November 2, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Costello on November 2, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $78.25 - $78.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.25 - $78.25 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
- The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.