Filing Details

Accession Number:
0001628280-23-006050
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-02 16:14:29
Reporting Period:
2023-02-28
Accepted Time:
2023-03-02 16:14:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514705 Suncoke Energy Inc. SXC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1329538 Michael Phillip Hardesty 1011 Warrenville Road
Ste 600
Lisle IL 60532
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-28 8,889 $3.80 207,922 No 4 M Direct
Common Stock Disposition 2023-02-28 8,889 $9.47 199,033 No 4 S Direct
Common Stock Acquisiton 2023-02-28 8,889 $3.80 207,922 No 4 M Direct
Common Stock Disposition 2023-02-28 8,889 $9.46 199,033 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (02.17.2016) Disposition 2023-02-28 8,889 $0.00 8,889 $3.80
Common Stock Performance Options (02.17.2016) Disposition 2023-02-28 8,889 $0.00 8,889 $3.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-17 2026-02-17 No 4 M Direct
0 2016-10-24 2026-02-17 No 4 M Direct
Footnotes
  1. Broker-assisted cashless exercise of final tranche of market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vested in three annual installments on the first, second and third anniversaries of the grant date.
  2. The Common Shares reported herein as being sold were sold at a range of between $9.471 and $9.475 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
  3. Broker-assisted cashless exercise of final tranches of performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options were vested and became exercisable once the closing price of the common stock exceeded two and one-half times the closing price on the grant date.
  4. Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.