Filing Details
- Accession Number:
- 0001209191-11-033853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-09 17:04:48
- Reporting Period:
- 2011-06-07
- Filing Date:
- 2011-06-09
- Accepted Time:
- 2011-06-09 16:04:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-06-07 | 10,568 | $5.00 | 60,568 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2011-06-07 | 29,432 | $5.00 | 90,000 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-06-07 | 40,000 | $34.00 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-06-07 | 10,568 | $0.00 | 10,568 | $5.00 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-06-07 | 29,432 | $0.00 | 29,432 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-30 | No | 4 | M | Direct | |
| 99,735 | 2015-11-30 | No | 4 | M | Direct |
Footnotes
- Includes 50,000 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted share unit.
- The option is fully vested and exercisable.
- After completion of the transaction reported on this Form 4, 48,067 shares subject to this option will be fully vested and exercisable, while the remaining 51,668 shares subject to thereto will vest in two (2) successive and equal installments on December 1, 2011 and December 1, 2012.
Billionaire Hedge Funds
