Filing Details
- Accession Number:
- 0001181431-11-035916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-09 16:48:13
- Reporting Period:
- 2011-06-08
- Filing Date:
- 2011-06-09
- Accepted Time:
- 2011-06-09 15:48:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061096 | Simon Raab | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-08 | 37,376 | $40.20 | 120,282 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-06-08 | 6,758 | $41.34 | 113,524 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-06-09 | 3,524 | $40.14 | 110,000 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,685 | Direct | |
Common Stock | 284,315 | Indirect | See footnote |
Footnotes
- Reflects the weighted average sale price. The range of prices for such transaction is $40.00 to $40.83.
- Reflects the weighted average sale price. The range of prices for such transaction is $41.00 to $42.00.
- Reflects the weighted average sale price. The range of prices for such transaction is $40.00 to $40.43.
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents shares held by two family limited liability companies (the "LLCs"), of which the reporting person and his wife have beneficial ownership. These shares were previously held by a revocable trust and the shares were transferred to the LLCs in April 2008. The footnote describing the nature of indirect beneficial ownership of such shares in prior filings was inadvertently not updated to reflect such transfer.
- Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.