Filing Details
- Accession Number:
- 0001831631-23-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-01 21:29:55
- Reporting Period:
- 2023-02-16
- Accepted Time:
- 2023-03-01 21:29:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1831631 | Loandepot Inc. | LDI | Finance Services (6199) | 853948939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1843143 | Nicole Carrillo | C/O Loandepot, Inc. 6561 Irvine Center Dr. Irvine CA 92618 | Evp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-02-16 | 11,212 | $0.00 | 243,027 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.001 Per Share | Disposition | 2023-02-16 | 3,878 | $2.24 | 239,149 | No | 4 | F | Direct | |
| Class A Common Stock, Par Value $0.001 Per Share | Disposition | 2023-02-27 | 20,000 | $2.03 | 219,149 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-02-16 | 11,212 | $0.00 | 11,212 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,639 | No | 4 | M | Direct |
Footnotes
- This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error.
- Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
- Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected.
- Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026.
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