Filing Details

Accession Number:
0001127602-23-008058
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-01 21:28:27
Reporting Period:
2023-02-27
Accepted Time:
2023-03-01 21:28:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571945 Richard Steven Bailey C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chief Servicing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-27 1,407 $60.74 22,504 No 4 F Direct
Common Stock Disposition 2023-03-01 12,989 $60.68 9,515 No 4 S Direct
Common Stock Disposition 2023-03-01 615 $61.20 8,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares withheld for taxes upon vesting of restricted share units.
  2. The reported amount consists of 11,973 restricted stock units and 10,531 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  3. The price reported is the weighted average price of multiple transactions ranging from $61.18 to $61.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
  4. The reported amount consists of 8,900 restricted stock units and 615 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  5. The reported amount consists of 8,900 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.