Filing Details
- Accession Number:
- 0001127602-23-008056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-01 21:26:26
- Reporting Period:
- 2023-02-27
- Accepted Time:
- 2023-03-01 21:26:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745916 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198631 | Derek Stark | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-02-27 | 548 | $60.74 | 53,532 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-02-28 | 2,537 | $59.04 | 50,995 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-01 | 13,884 | $60.61 | 37,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-01 | 400 | $61.34 | 36,711 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares withheld for taxes upon vesting of restricted stock units.
- The reported amount consists of 8,211 restricted stock units and 45,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- These shares of Common Stock were sold pursuant to a 10b5-1 plan.
- The reported amount consists of 8,211 restricted stock units and 42,784 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan.
- The price reported is the weighted average price of multiple transactions ranging from $60.26 to $61.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- The reported amount consists of 8,211 restricted stock units and 28,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The reported amount consists of 8,211 restricted stock units and 28,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.