Filing Details

Accession Number:
0001127602-23-008056
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-01 21:26:26
Reporting Period:
2023-02-27
Accepted Time:
2023-03-01 21:26:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198631 Derek Stark C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-27 548 $60.74 53,532 No 4 F Direct
Common Stock Disposition 2023-02-28 2,537 $59.04 50,995 No 4 S Direct
Common Stock Disposition 2023-03-01 13,884 $60.61 37,111 No 4 S Direct
Common Stock Disposition 2023-03-01 400 $61.34 36,711 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares withheld for taxes upon vesting of restricted stock units.
  2. The reported amount consists of 8,211 restricted stock units and 45,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  3. These shares of Common Stock were sold pursuant to a 10b5-1 plan.
  4. The reported amount consists of 8,211 restricted stock units and 42,784 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  5. A portion of these shares of Common Stock were sold pursuant to a 10b5-1 plan.
  6. The price reported is the weighted average price of multiple transactions ranging from $60.26 to $61.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  7. The reported amount consists of 8,211 restricted stock units and 28,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  8. The reported amount consists of 8,211 restricted stock units and 28,500 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.