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Filing Details

Accession Number:: 0001127602-23-008034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-01 21:14:43
Reporting Period:: 2023-02-27

Accepted Time:: 2023-03-01 21:14:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1275713	David Spector	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-02-27	4,573	$60.74	690,244	No	4	F	Direct
Common Stock	Disposition	2023-02-27	15,000	$60.80	450,604	No	4	S	Indirect	ST Family Investment Company LLC
Common Stock	Disposition	2023-02-28	13,892	$59.04	676,352	No	4	S	Direct
Common Stock	Disposition	2023-03-01	25,641	$60.63	650,711	No	4	S	Direct
Common Stock	Disposition	2023-03-01	528	$61.29	650,183	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Indirect	ST Family Investment Company LLC
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents shares withheld for taxes upon vesting of restricted stock units.
The reported amount consists of 50,153 restricted stock units and 640,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
These shares of Common Stock were sold pursuant to a 10b5-1 plan.
The reported amount consists of 50,153 restricted stock units and 626,199 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $60.20 to $61.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 50,153 restricted stock units and 590,558 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $61.22 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.