Filing Details
- Accession Number:
- 0001121781-11-000181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-09 16:07:44
- Reporting Period:
- 2007-03-01
- Filing Date:
- 2011-06-09
- Accepted Time:
- 2011-06-09 15:07:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924515 | Guided Therapeutics Inc | GTHP | Electromedical & Electrotherapeutic Apparatus (3845) | 582029543 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348439 | E John Imhoff | 5835 Peachtree Corners East Suite D Norcross GA 30092 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-05-28 | 1,872,838 | $0.35 | 2,496,388 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-07-29 | 581,329 | $0.20 | 3,077,717 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-01-15 | 20,000 | $0.33 | 3,097,717 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-01-15 | 20,000 | $0.39 | 3,117,717 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-02-26 | 997,247 | $0.65 | 4,114,964 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-02-26 | 767,077 | $0.65 | 4,882,041 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-02-26 | 1,059,716 | $0.65 | 5,941,757 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-03-30 | 22,500 | $0.00 | 5,964,257 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2007 Convertible Notes | Acquisiton | 2007-03-01 | 170,369 | $110,740.00 | 170,369 | $0.65 |
Common Stock | 2007 Convertible Notes | Acquisiton | 2007-03-01 | 0 | $55,370.00 | 85,165 | $0.65 |
Common Stock | 2007 Convertible Notes | Acquisiton | 2007-03-01 | 0 | $249,164.00 | 383,329 | $0.65 |
Common Stock | 2007 Warrants (right to buy) | Acquisiton | 2007-03-01 | 170,369 | $0.00 | 170,369 | $0.65 |
Common Stock | 2007 Warrants (right to buy) | Acquisiton | 2007-03-01 | 85,185 | $0.00 | 85,185 | $0.65 |
Common Stock | 2007 Warrants (right to buy) | Acquisiton | 2007-03-01 | 383,330 | $0.00 | 383,330 | $0.65 |
Common Stock | Options (right to buy) | Acquisiton | 2008-05-14 | 20,000 | $0.00 | 20,000 | $0.33 |
Common Stock | 2008 Convertible Notes | Acquisiton | 2008-07-07 | 0 | $150,000.00 | 230,769 | $0.65 |
Common Stock | 2008 Warrants (right to buy) | Acquisiton | 2008-07-07 | 38,462 | $0.00 | 38,462 | $0.65 |
Common Stock | 2009 Convertible Notes | Acquisiton | 2009-04-13 | 0 | $565,600.00 | 870,154 | $0.65 |
Common Stock | 2009 (warrants (right to buy) | Acquisiton | 2009-04-13 | 2,464,360 | $0.00 | 2,464,360 | $0.65 |
Common Stock | 2009 Convertible Notes | Acquisiton | 2009-04-15 | 0 | $100,000.00 | 153,846 | $0.65 |
Common Stock | 2009 Warrants (right to buy) | Acquisiton | 2009-04-15 | 157,787 | $0.00 | 157,787 | $0.65 |
Common Stock | Options (right to buy) | Acquisiton | 2009-05-22 | 20,000 | $0.00 | 20,000 | $0.39 |
Common Stock | Options (right to buy) | Disposition | 2010-01-15 | 20,000 | $0.33 | 20,000 | $0.33 |
Common Stock | Options (right to buy) | Disposition | 2010-01-15 | 20,000 | $0.39 | 20,000 | $0.39 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-02-26 | 33,330 | $15.00 | 997,247 | $0.65 |
Common Stock | 2010 Warrants (right to buy) | Acquisiton | 2010-02-26 | 384,663 | $0.00 | 384,663 | $0.65 |
Common Stock | 2007 Convertible Notes | Disposition | 2010-02-26 | 0 | $359,904.00 | 767,077 | $0.65 |
Common Stock | 2009 Convertible Notes | Disposition | 2010-02-26 | 0 | $665,800.00 | 1,059,716 | $0.65 |
Common Stock | Options (right to buy) | Acquisiton | 2010-03-30 | 22,500 | $0.00 | 22,500 | $0.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | P | Direct | ||
0 | No | 4 | P | Indirect | ||
0 | No | 4 | P | Indirect | ||
170,369 | 2007-03-01 | 2013-03-01 | No | 4 | P | Direct |
85,185 | 2007-03-01 | 2013-03-01 | No | 4 | P | Indirect |
383,330 | 2007-03-01 | 2013-03-01 | No | 4 | P | Indirect |
20,000 | 2018-05-18 | No | 4 | A | Direct | |
0 | No | 4 | P | Indirect | ||
38,462 | 2008-07-07 | 2013-03-01 | No | 4 | P | Indirect |
0 | No | 4 | P | Direct | ||
2,464,360 | 2009-04-13 | 2013-03-01 | No | 4 | P | Direct |
0 | No | 4 | P | Direct | ||
2,622,147 | 2009-04-15 | 2013-03-01 | No | 4 | P | Direct |
20,000 | 2019-05-22 | No | 4 | A | Direct | |
0 | 2018-05-14 | No | 4 | M | Direct | |
0 | 2019-05-22 | No | 4 | M | Direct | |
0 | No | 4 | J | Direct | ||
384,663 | 2010-02-26 | 2013-03-01 | No | 4 | J | Direct |
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
22,500 | 2020-03-30 | No | 4 | A | Direct |
Footnotes
- On February 26, 2010, the issuer reclassified its Series A Convertible Preferred Stock into Common Stock and Warrants to purchase Common Stock, at a rate of approximately 23.077 shares of Common Stock and Warrants to purchase approximately 11.54 shares of Common Stock for each shares of Series A Convertible Preferred Stock.
- On February 26, 2010, upon reclassification of the issuer's Series A Convertible Preferred Stock, all of the issuer's outstanding convertible notes were automatically converted into shares of Common Stock with the number of shares calculated by dividing the aggregate principal amount outstanding, plus accrued interest, by $0.65 per share. The expiration date of all warrants issued in conjunction with the convertible notes was extended to March 1, 2013 and, to the extent the exercise price was greater than $0.65, the exercise price was lowered to that amount.
- Pursuant to a domestic relations order dated 4/2/2009, the reporting person no longer reports as beneficially owned these securities, which are owned by his ex-wife.
- These options were granted under the Guided Therapeutics, Inc. 1995 Stock Plan, as amended, and were fully vested as of 12/31/2008.
- The reporting person's son no longer resides in the reporting person's household, and thus the reporting person no longer has a beneficial interest in these securities.
- These options were granted under the Guided Therapeutics, Inc. 1995 Stock Plan, as ammended, and were fully vested as of 12/31/2009.
- Includes 227,921 shares of Common Stock issued in lieu of accrued but unpaid dividends on the Series A Convertible Preferred Stock.
- Includes securities previously owned JTROS with the reporting persons' ex-wife. Pursuant to a domestic relations order dated 4/2/2009, subsequent to that date, the reporting person reports such securities as directly owned.
- Includes approximately $138,695 in accrued but unpaid interest.
- Includes approximately $23,215.45 in accrued but unpaid interest.
- These options were granted under the Guided Therapeutics, Inc. 1995 Stock Plan, as amended, and were fully vested as of 12/31/2010.