Filing Details

Accession Number:
0001121781-11-000181
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-09 16:07:44
Reporting Period:
2007-03-01
Filing Date:
2011-06-09
Accepted Time:
2011-06-09 15:07:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924515 Guided Therapeutics Inc GTHP Electromedical & Electrotherapeutic Apparatus (3845) 582029543
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348439 E John Imhoff 5835 Peachtree Corners East
Suite D
Norcross GA 30092
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-05-28 1,872,838 $0.35 2,496,388 No 4 P Direct
Common Stock Acquisiton 2009-07-29 581,329 $0.20 3,077,717 No 4 P Direct
Common Stock Acquisiton 2010-01-15 20,000 $0.33 3,097,717 No 4 M Direct
Common Stock Acquisiton 2010-01-15 20,000 $0.39 3,117,717 No 4 M Direct
Common Stock Acquisiton 2010-02-26 997,247 $0.65 4,114,964 No 4 J Direct
Common Stock Acquisiton 2010-02-26 767,077 $0.65 4,882,041 No 4 J Direct
Common Stock Acquisiton 2010-02-26 1,059,716 $0.65 5,941,757 No 4 J Direct
Common Stock Acquisiton 2010-03-30 22,500 $0.00 5,964,257 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 M Direct
No 4 M Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2007 Convertible Notes Acquisiton 2007-03-01 170,369 $110,740.00 170,369 $0.65
Common Stock 2007 Convertible Notes Acquisiton 2007-03-01 0 $55,370.00 85,165 $0.65
Common Stock 2007 Convertible Notes Acquisiton 2007-03-01 0 $249,164.00 383,329 $0.65
Common Stock 2007 Warrants (right to buy) Acquisiton 2007-03-01 170,369 $0.00 170,369 $0.65
Common Stock 2007 Warrants (right to buy) Acquisiton 2007-03-01 85,185 $0.00 85,185 $0.65
Common Stock 2007 Warrants (right to buy) Acquisiton 2007-03-01 383,330 $0.00 383,330 $0.65
Common Stock Options (right to buy) Acquisiton 2008-05-14 20,000 $0.00 20,000 $0.33
Common Stock 2008 Convertible Notes Acquisiton 2008-07-07 0 $150,000.00 230,769 $0.65
Common Stock 2008 Warrants (right to buy) Acquisiton 2008-07-07 38,462 $0.00 38,462 $0.65
Common Stock 2009 Convertible Notes Acquisiton 2009-04-13 0 $565,600.00 870,154 $0.65
Common Stock 2009 (warrants (right to buy) Acquisiton 2009-04-13 2,464,360 $0.00 2,464,360 $0.65
Common Stock 2009 Convertible Notes Acquisiton 2009-04-15 0 $100,000.00 153,846 $0.65
Common Stock 2009 Warrants (right to buy) Acquisiton 2009-04-15 157,787 $0.00 157,787 $0.65
Common Stock Options (right to buy) Acquisiton 2009-05-22 20,000 $0.00 20,000 $0.39
Common Stock Options (right to buy) Disposition 2010-01-15 20,000 $0.33 20,000 $0.33
Common Stock Options (right to buy) Disposition 2010-01-15 20,000 $0.39 20,000 $0.39
Common Stock Series A Convertible Preferred Stock Disposition 2010-02-26 33,330 $15.00 997,247 $0.65
Common Stock 2010 Warrants (right to buy) Acquisiton 2010-02-26 384,663 $0.00 384,663 $0.65
Common Stock 2007 Convertible Notes Disposition 2010-02-26 0 $359,904.00 767,077 $0.65
Common Stock 2009 Convertible Notes Disposition 2010-02-26 0 $665,800.00 1,059,716 $0.65
Common Stock Options (right to buy) Acquisiton 2010-03-30 22,500 $0.00 22,500 $0.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 P Direct
0 No 4 P Indirect
0 No 4 P Indirect
170,369 2007-03-01 2013-03-01 No 4 P Direct
85,185 2007-03-01 2013-03-01 No 4 P Indirect
383,330 2007-03-01 2013-03-01 No 4 P Indirect
20,000 2018-05-18 No 4 A Direct
0 No 4 P Indirect
38,462 2008-07-07 2013-03-01 No 4 P Indirect
0 No 4 P Direct
2,464,360 2009-04-13 2013-03-01 No 4 P Direct
0 No 4 P Direct
2,622,147 2009-04-15 2013-03-01 No 4 P Direct
20,000 2019-05-22 No 4 A Direct
0 2018-05-14 No 4 M Direct
0 2019-05-22 No 4 M Direct
0 No 4 J Direct
384,663 2010-02-26 2013-03-01 No 4 J Direct
0 No 4 J Direct
0 No 4 J Direct
22,500 2020-03-30 No 4 A Direct
Footnotes
  1. On February 26, 2010, the issuer reclassified its Series A Convertible Preferred Stock into Common Stock and Warrants to purchase Common Stock, at a rate of approximately 23.077 shares of Common Stock and Warrants to purchase approximately 11.54 shares of Common Stock for each shares of Series A Convertible Preferred Stock.
  2. On February 26, 2010, upon reclassification of the issuer's Series A Convertible Preferred Stock, all of the issuer's outstanding convertible notes were automatically converted into shares of Common Stock with the number of shares calculated by dividing the aggregate principal amount outstanding, plus accrued interest, by $0.65 per share. The expiration date of all warrants issued in conjunction with the convertible notes was extended to March 1, 2013 and, to the extent the exercise price was greater than $0.65, the exercise price was lowered to that amount.
  3. Pursuant to a domestic relations order dated 4/2/2009, the reporting person no longer reports as beneficially owned these securities, which are owned by his ex-wife.
  4. These options were granted under the Guided Therapeutics, Inc. 1995 Stock Plan, as amended, and were fully vested as of 12/31/2008.
  5. The reporting person's son no longer resides in the reporting person's household, and thus the reporting person no longer has a beneficial interest in these securities.
  6. These options were granted under the Guided Therapeutics, Inc. 1995 Stock Plan, as ammended, and were fully vested as of 12/31/2009.
  7. Includes 227,921 shares of Common Stock issued in lieu of accrued but unpaid dividends on the Series A Convertible Preferred Stock.
  8. Includes securities previously owned JTROS with the reporting persons' ex-wife. Pursuant to a domestic relations order dated 4/2/2009, subsequent to that date, the reporting person reports such securities as directly owned.
  9. Includes approximately $138,695 in accrued but unpaid interest.
  10. Includes approximately $23,215.45 in accrued but unpaid interest.
  11. These options were granted under the Guided Therapeutics, Inc. 1995 Stock Plan, as amended, and were fully vested as of 12/31/2010.