Filing Details
- Accession Number:
- 0001209191-23-014267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-01 18:04:39
- Reporting Period:
- 2023-02-27
- Accepted Time:
- 2023-03-01 18:04:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604471 | R. Osamu Watanabe | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-02-27 | 6,130 | $42.99 | 131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Mr. Watanabe's ownership of 131 shares of Class A common stock is in addition to (i) 33,287 units of unvested or restricted equity granted to Mr. Watanabeas incentive compensation for fiscal years 2018 through 2022 and (ii) 28,543 shares of Class A common stock issuable in exchange for Moelis & Company Group LP partnership units.