Filing Details
- Accession Number:
- 0001079023-11-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-09 12:32:07
- Reporting Period:
- 2011-06-08
- Filing Date:
- 2011-06-09
- Accepted Time:
- 2011-06-09 11:32:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402089 | J Robert Perlmutter | 35 Dory Road Gloucester MA 01930 | Evp Implant Bus Unit | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-08 | 20,000 | $25.91 | 60,522 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 20,000 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 27,563 | $38.99 | 68,085 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 27,563 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 10,969 | $33.49 | 51,491 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 10,969 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 10,125 | $37.68 | 50,647 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 10,125 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 9,281 | $34.33 | 49,803 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 9,281 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 9,450 | $17.08 | 49,972 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 9,450 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 1,350 | $18.42 | 41,872 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 1,350 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 1,350 | $22.35 | 41,872 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 1,350 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 4,725 | $30.25 | 45,247 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 4,725 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 5,906 | $31.23 | 46,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 5,906 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 703 | $30.08 | 41,225 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 703 | $61.42 | 40,522 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-08 | 562 | $32.02 | 41,084 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-08 | 562 | $61.42 | 40,522 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 9,450 | $61.42 | 9,450 | $17.08 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 1,350 | $61.42 | 1,350 | $18.42 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 1,350 | $61.42 | 1,350 | $22.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 20,000 | $61.42 | 20,000 | $25.91 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 703 | $61.42 | 703 | $30.08 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 4,725 | $61.42 | 4,725 | $30.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 5,906 | $61.42 | 5,906 | $31.23 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 562 | $61.42 | 562 | $32.02 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 10,969 | $61.42 | 10,969 | $33.49 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 9,281 | $61.42 | 9,281 | $34.33 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 10,125 | $61.42 | 10,125 | $37.68 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-08 | 27,563 | $61.42 | 27,563 | $38.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,350 | 2009-11-24 | 2015-11-24 | No | 4 | M | Direct |
4,725 | 2010-02-26 | 2016-02-26 | No | 4 | M | Direct |
5,400 | 2010-05-14 | 2016-05-14 | No | 4 | M | Direct |
0 | 2007-10-09 | 2013-10-09 | No | 4 | M | Direct |
1,547 | 2011-02-26 | 2017-02-26 | No | 4 | M | Direct |
6,075 | 2010-08-14 | 2016-08-14 | No | 4 | M | Direct |
9,844 | 2010-11-12 | 2016-11-12 | No | 4 | M | Direct |
1,688 | 2011-05-13 | 2017-05-13 | No | 4 | M | Direct |
2,531 | 2009-02-09 | 2015-02-09 | No | 4 | M | Direct |
4,219 | 2009-08-14 | 2015-08-14 | No | 4 | M | Direct |
3,375 | 2009-05-09 | 2015-05-09 | No | 4 | M | Direct |
3,937 | 2008-11-13 | 2014-11-13 | No | 4 | M | Direct |
Footnotes
- The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
- The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.
- The Options were granted on May 14, 2009 and will vest as to one-fourth (1/4) on May 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 14, 2013.
- The Options were granted on October 9, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on October 9, 2010.
- The Options were granted on February 26. 2010 and will vest as to one-fourth (1/4) on February 26, 2011 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 26, 2014.
- The Options vest as to one-fourth (1/4) on August 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on August 14, 2013.
- The Options vest as to one-fourth (1/4) on November 12, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on November 12, 2013.
- The Options were granted on May 13. 2010 and will vest as to one-fourth (1/4) on May 13, 2011 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 13, 2014.
- The Options were granted on February 9, 2008 and will vest as to one-fourth (1/4) on February 9, 2009 and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 9. 2012.
- The Options vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested at the end of four (4) years.