Filing Details
- Accession Number:
- 0001062993-23-005206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-28 19:38:35
- Reporting Period:
- 2023-02-25
- Accepted Time:
- 2023-02-28 19:38:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543507 | C. Eric Scroggins | C/O Allison Transmission Holdings, Inc. One Allison Way Indianapolis IN 46222 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-25 | 2,254 | $0.00 | 7,260 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-25 | 133 | $0.00 | 7,393 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-25 | 706 | $47.54 | 6,687 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-02-27 | 6,761 | $43.24 | 13,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-27 | 3,181 | $39.42 | 16,629 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-27 | 9,121 | $47.68 | 7,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-02-25 | 2,254 | $0.00 | 2,254 | $0.00 |
| Common Stock | Dividend Equivalent Rights | Disposition | 2023-02-25 | 133 | $0.00 | 133 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-27 | 6,761 | $0.00 | 6,761 | $43.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-27 | 3,181 | $0.00 | 3,181 | $39.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 79 | No | 4 | M | Direct | ||
| 0 | 2030-02-25 | No | 4 | M | Direct | |
| 6,363 | 2032-02-23 | No | 4 | M | Direct |
Footnotes
- Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
- Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.5100 to $47.7600. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The options vested on February 25, 2023.
- The options vest in three equal annual installments beginning on February 23, 2023.
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