Filing Details
- Accession Number:
- 0001209191-23-013795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-28 17:28:55
- Reporting Period:
- 2023-02-25
- Accepted Time:
- 2023-02-28 17:28:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037676 | Arch Resources Inc. | ARCH | Bituminous Coal & Lignite Surface Mining (1221) | 430921172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1809723 | C. Matthew Giljum | One Cityplace Drive Suite 300 St. Louis MO 63141 | Sr. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-25 | 3,733 | $0.00 | 15,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-27 | 1,654 | $152.62 | 14,315 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-02-27 | 3,387 | $0.00 | 17,702 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-27 | 19,049 | $0.00 | 36,751 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-02-27 | 9,941 | $152.62 | 26,810 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-02-27 | 573 | $148.05 | 26,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-27 | 200 | $149.77 | 26,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-27 | 200 | $150.78 | 25,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-27 | 300 | $152.15 | 25,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-27 | 1,144 | $153.18 | 24,393 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-27 | 200 | $153.58 | 24,193 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-02-25 | 3,733 | $0.00 | 3,733 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-02-27 | 3,387 | $0.00 | 3,387 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,734 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
- These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
- Represents an award of Performance Stock Units originally granted to the reporting person on February 27, 2020. On February 9, 2023, the Issuer's Board of Directors determined that the performance conditions with respect to such award had been satisfied, resulting in the vesting of the shares of Common Stock reported herein.
- The sales of shares was pursuant to the reporting person's pre-existing Rule 10b5-1 trading plan and represents an automatic sale to cover tax obligations and for other purposes.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $147.57 to $148.21 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $149.36 to $150.18 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $150.43 to $151.12 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $151.58 to $152.54 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $152.58 to $153.57 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The restricted stock units are fully vested.
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