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Filing Details

Accession Number:: 0001062993-23-005077
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-28 14:19:21
Reporting Period:: 2023-02-24

Accepted Time:: 2023-02-28 14:19:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185643	D Bruce Broussard	Humana Inc. 500 W Main St. Louisville KY 40202	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2023-02-24	28,494	$0.00	98,534	No	4	M	Direct
Humana Common	Disposition	2023-02-24	10,919	$510.24	87,615	No	4	F	Direct
Humana Common	Disposition	2023-02-27	17,575	$505.85	70,040	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Acquisiton	2023-02-24	26,484	$0.00	26,484	$510.24
Humana Common	Restricted Stock Units	Acquisiton	2023-02-24	6,859	$0.00	6,859	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,484		2030-02-24	No	4	A	Direct
6,859			No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$350.79	2027-02-24	13,430	13,430	Direct
Humana Common	Options	$376.61	2028-02-22	30,425	30,425	Direct
Humana Common	Options	$425.06	2029-02-21	23,734	23,734	Direct
Humana Common	Restricted Stock Units	$0.00		2,465	2,465	Direct
Humana Common	Restricted Stock Units	$0.00		4,368	4,368	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-02-24	13,430	13,430	Direct
2028-02-22	30,425	30,425	Direct
2029-02-21	23,734	23,734	Direct
	2,465	2,465	Direct
	4,368	4,368	Direct

Footnotes

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Performance Stock Units vested on 2/24/23, not required to be reported until vest.
Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.
Price reported is weighted average sales price.