Filing Details
- Accession Number:
- 0001209191-23-013426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-27 19:53:23
- Reporting Period:
- 2023-02-23
- Accepted Time:
- 2023-02-27 19:53:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1669811 | Donnelley Financial Solutions Inc. | DFIN | Services-Miscellaneous Business Services (7380) | 344829638 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847703 | Craig Clay | C/O Donnelley Financial Solutions 35 West Wacker Drive Chicago IL 60601 | President, Gcm | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-23 | 11,600 | $22.35 | 128,904 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-23 | 9,675 | $14.15 | 139,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-23 | 6,680 | $41.88 | 131,899 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-23 | 11,110 | $42.63 | 120,789 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-23 | 3,485 | $43.59 | 117,304 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-23 | 11,600 | $0.00 | 11,600 | $22.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-23 | 9,675 | $0.00 | 9,675 | $14.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-03-01 | No | 4 | M | Direct | |
| 3,225 | 2029-03-04 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $41.34 to $42.33 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- Includes 45,518 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.
- The option vests/ vested in four equal annual installments beginning on March 2, 2018.
- The option vests/ vested in four equal annual installments beginning on March 5, 2020.
Billionaire Hedge Funds
