Filing Details
- Accession Number:
- 0001181431-11-034685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 16:19:18
- Reporting Period:
- 2011-06-03
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 15:19:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430014 | N Charles Funk | 102 South Clinton Street Iowa City IA 52240 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-03 | 1,000 | $12.97 | 47,925 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,486 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right To Buy) | $16.69 | 2018-04-01 | 6,000 | 6,000 | Direct | |
| Common Stock | Employee Stock Option (Right To Buy) | $9.34 | 2019-01-22 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-01 | 6,000 | 6,000 | Direct |
| 2019-01-22 | 15,000 | 15,000 | Direct |
Footnotes
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.
- Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as allocated to reporting person's account through June 3, 2011.
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