Filing Details
- Accession Number:
- 0001213900-23-014763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-27 15:23:39
- Reporting Period:
- 2023-02-23
- Accepted Time:
- 2023-02-27 15:23:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1732078 | Flat Rock Opportunity Fund | FROPX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1264036 | R Shiloh Bates | C/O Flat Rock Opportunity Fund 680 S. Cache Street, Suite 100 Jackson WY 83001 | Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2023-02-23 | 95 | $19.51 | 17,668 | No | 4 | P | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2023-02-24 | 94 | $19.51 | 17,762 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The number of shares includes shares acquired pursuant to the Flat Rock Opportunity Fund distribution reinvestment policy ("DRIP"), exempt under Rule 16a-11.