Filing Details
- Accession Number:
- 0001261970-11-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 15:57:30
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 14:57:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052054 | Evolving Systems Inc | EVOL | Services-Computer Programming Services (7371) | 841010843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1125708 | Anita Moseley | C/O Evolving Systems, Inc. 9777 Pyramid Court, Suite 100 Englewood CO 80112 | Sr. V.p. And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Direct) | Acquisiton | 2011-06-01 | 16,508 | $1.16 | 47,516 | No | 4 | M | Direct | |
| Common Stock (Direct) | Disposition | 2011-06-01 | 16,508 | $7.03 | 31,008 | No | 4 | S | Direct | |
| Common Stock (Direct) | Acquisiton | 2011-06-01 | 12,375 | $1.50 | 43,383 | No | 4 | M | Direct | |
| Common Stock (Direct) | Disposition | 2011-06-01 | 12,375 | $7.00 | 31,008 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 4,133 | $0.00 | 4,133 | $1.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 12,375 | $0.00 | 12,375 | $1.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 5,469 | $0.00 | 5,469 | $1.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 6,906 | $0.00 | 6,906 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-12-05 | 2011-12-04 | No | 4 | M | Direct |
| 0 | 2005-12-05 | 2011-12-04 | No | 4 | M | Direct |
| 0 | 2003-11-28 | 2012-02-27 | No | 4 | M | Direct |
| 0 | 2006-02-28 | 2012-02-27 | No | 4 | M | Direct |
Footnotes
- The exercise and sale of the shares reported in this Form 4 were effected pursuant to a selling plan dated May 25, 2011 that is intended to comply with Rule 10b5-1(c). Under the plan, Ms. Moseley may exercise up to 38,550 stock options over a period commencing May 25, 2011 and ending no later than December 1, 2011. The options expire in December 2011 and February 2012. An 8-K announcing the selling plan was filed with the SEC on May 26, 2011.
- Options are granted without payment of consideration.
Billionaire Hedge Funds
