Filing Details
- Accession Number:
- 0001209191-11-032517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 17:20:33
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 16:20:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Networks Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228022 | D Arthur Chadwick | C/O Cavium Networks, Inc. 805 E. Middlefield Road Mountain View CA 94043 | Vp Finance & Admin Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-31 | 7,600 | $44.50 | 22,400 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-06-01 | 9,300 | $44.50 | 13,100 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on September 8, 2009
- Shares were sold ranging from $44.50 per share to $44.52 per share.
- Both direct and indirect holding. See footnote 4.
- Of the 13,100 shares beneficially owned by Mr. Chadwick, 5,000 shares were owned directly by Mr. Chadwick, and 8,100 shares are owned indirectly by Mr. Chadwick through family trust.
- Shares were sold ranging from $44.50 per share to $44.55 per share.