Filing Details
- Accession Number:
- 0001213900-23-014194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-24 11:36:50
- Reporting Period:
- 2023-01-06
- Accepted Time:
- 2023-02-24 11:36:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1932335 | Ibk Securities Co., Ltd. | 11 Gukjegeumyung-Ro 6-Gil, Yeongdeungpo-Gu Seoul M5 07330 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-01-06 | 45,000 | $10.25 | 3,632,787 | No | 4 | S | Indirect | Next Tech 1 New Technology Investment Fund. See Footnote |
| Class A Common Stock | Disposition | 2023-01-09 | 45,000 | $10.44 | 3,587,787 | No | 4 | S | Indirect | Next Tech 1 New Technology Investment Fund. See Footnote |
| Class A Common Stock | Disposition | 2023-01-06 | 7,000 | $10.24 | 295,420 | No | 4 | S | Indirect | Next Tech 2 New Technology Investment Fund. See Footnote |
| Class A Common Stock | Disposition | 2023-01-09 | 8,000 | $10.44 | 287,420 | No | 4 | S | Indirect | Next Tech 2 New Technology Investment Fund. See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Next Tech 1 New Technology Investment Fund. See Footnote |
| No | 4 | S | Indirect | Next Tech 1 New Technology Investment Fund. See Footnote |
| No | 4 | S | Indirect | Next Tech 2 New Technology Investment Fund. See Footnote |
| No | 4 | S | Indirect | Next Tech 2 New Technology Investment Fund. See Footnote |
Footnotes
- The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Billionaire Hedge Funds
