Filing Details

Accession Number:
0001127602-23-006957
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-24 08:54:25
Reporting Period:
2023-02-20
Accepted Time:
2023-02-24 08:54:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236604 Jr O Rodney Martin 230 Park Avenue
New York NY 10169
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-20 72,416 $0.00 293,298 No 4 M Direct
Common Stock Disposition 2023-02-20 36,970 $74.44 256,328 No 4 F Direct
Common Stock Acquisiton 2023-02-20 19,895 $0.00 276,223 No 4 M Direct
Common Stock Disposition 2023-02-20 7,998 $74.44 268,225 No 4 F Direct
Common Stock Acquisiton 2023-02-21 26,481 $0.00 294,706 No 4 M Direct
Common Stock Disposition 2023-02-21 9,798 $74.44 284,908 No 4 F Direct
Common Stock Acquisiton 2023-02-22 22,340 $0.00 307,248 No 4 M Direct
Common Stock Disposition 2023-02-22 8,266 $73.34 298,982 No 4 F Direct
Common Stock Acquisiton 2023-02-22 2,287 $0.00 301,269 No 4 M Direct
Common Stock Disposition 2023-02-22 2,287 $73.34 298,982 No 4 F Direct
Common Stock Disposition 2023-02-22 6,588 $74.17 287,794 No 4 S Direct
Common Stock Disposition 2023-02-22 4,600 $73.52 294,382 No 4 S Direct
Common Stock Disposition 2023-02-22 59,586 $73.53 228,208 No 4 S Direct
Common Stock Disposition 2023-02-23 38,812 $74.00 189,396 No 4 S Direct
Common Stock Disposition 2023-02-23 1 $73.53 189,395 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Unit Disposition 2023-02-20 72,416 $0.00 72,416 $0.00
Common Stock Restricted Stock Units Disposition 2023-02-20 19,895 $0.00 19,895 $0.00
Common Stock Restricted Stock Units Disposition 2023-02-21 26,481 $0.00 26,481 $0.00
Common Stock Restricted Stock Units Disposition 2023-02-22 22,340 $0.00 22,340 $0.00
Common Stock Performance Stock Unit Acquisiton 2023-02-22 74,897 $0.00 74,897 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-02-22 61,296 $0.00 61,296 $0.00
Common Stock Restricted Stock Units Disposition 2023-02-22 2,287 $0.00 2,287 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
202,989 No 4 M Direct
119,987 No 4 M Direct
93,506 No 4 M Direct
71,166 No 4 M Direct
277,886 No 4 A Direct
132,462 No 4 A Direct
130,175 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,547 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Savings Plan Issuer Stock Units $0.00 7,964 7,964 Direct
Common Stock Performance-Based Stock Options $0.00 158,900 158,900 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,964 7,964 Direct
158,900 158,900 Direct
Footnotes
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
  2. FICA tax withholding on the grant of restricted stock units.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
  4. This transaction was executed in multiple trades at prices ranging from $74.00 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price.
  5. This transaction was executed in multiple trades at prices ranging from $73.02 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
  6. This transaction was executed in multiple trades at prices ranging from $72.97 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  7. Includes automatic semi-monthly contributions to the reporting person's 401(k).
  8. The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
  9. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  10. The stock units will vest based on their respective award agreements.
  11. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.
  12. Each stock unit represents a conditional right to receive one share of the company's common stock.
  13. 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.
  14. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
  15. The options vest based on the conditions set forth in their respective agreements.