Filing Details
- Accession Number:
- 0001415889-23-003228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-23 20:47:01
- Reporting Period:
- 2023-02-21
- Accepted Time:
- 2023-02-23 20:47:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822145 | Presto Automation Inc. | PRST | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1944904 | Dan Mosher | 985 Industrial Road, Suite 205 San Carlos CA 94070 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-21 | 9,177 | $2.23 | 30,775 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-02-21 | 9,177 | $3.44 | 21,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-22 | 5,627 | $2.23 | 27,225 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-02-22 | 5,627 | $3.30 | 21,598 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2023-02-21 | 9,177 | $2.23 | 9,177 | $2.23 |
| Common Stock | Incentive Stock Option | Disposition | 2023-02-22 | 5,627 | $2.23 | 5,627 | $2.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 504,181 | 2022-03-15 | 2031-04-25 | No | 4 | X | Direct |
| 498,554 | 2022-03-15 | 2031-04-25 | No | 4 | X | Direct |
Footnotes
- Represents the exercise of incentive stock options (ISOs) granted pursuant to the 2018 Equity Incentive Plan. The grant date of the award was April 26, 2021 and the award vests monthly in 1/48 increments over four years with one year cliff vesting.
- This transaction was executed in multiple trades at prices ranging from $3.61 to $3.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
