Filing Details
- Accession Number:
- 0001628280-23-004820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-23 16:09:40
- Reporting Period:
- 2023-02-21
- Accepted Time:
- 2023-02-23 16:09:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819438 | Ess Tech Inc. | GWH | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1885331 | E Craig Evans | C/O Ess Tech, Inc. 26440 Sw Parkway Ave., Bldg. 83 Wilsonville OR 97070 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-02-21 | 5,536 | $2.04 | 5,561,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-21 | 4,915 | $0.00 | 2,392,174 | No | 4 | S | Indirect | See Footnote. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See Footnote. |
Footnotes
- The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
- A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
- The shares are held directly by Julia Song. The reporting persons are husband and wife.
Billionaire Hedge Funds
