Filing Details
- Accession Number:
- 0001111928-11-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-01 17:06:49
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-06-01
- Accepted Time:
- 2011-06-01 16:06:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1111928 | Ipg Photonics Corp | IPGP | Semiconductors & Related Devices (3674) | 043444218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378547 | Alexander Ovtchinnikov | C/O Ipg Photonics Corporation 50 Old Webster Road Oxford MA 01540 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-27 | 4,200 | $5.37 | 114,816 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-27 | 4,200 | $75.48 | 110,616 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 5,800 | $5.37 | 116,416 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 5,800 | $75.07 | 110,616 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-01 | 687 | $8.26 | 111,303 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-01 | 687 | $75.94 | 110,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-27 | 4,200 | $0.00 | 688 | $5.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-31 | 5,800 | $0.00 | 5,800 | $5.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 687 | $0.00 | 687 | $8.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,800 | 2016-04-18 | No | 4 | M | Direct | |
| 0 | 2016-04-18 | No | 4 | M | Direct | |
| 20,625 | 2019-02-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2011.
- The reported transaction involved sales transactions from $75.00 to $76.34 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- The reported transaction involved sales transactions from $75.00 to $75.36 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- The reported transaction involved sales transactions from $75.15 to $76.54 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- These options are exercisable in five equal installments beginning April 18, 2007.
- Vesting in 32 equal monthly installments commencing May 1, 2011 through December 1, 2013 inclusive.
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