Filing Details

Accession Number:
0001225208-23-002568
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-22 17:53:19
Reporting Period:
2023-02-20
Accepted Time:
2023-02-22 17:53:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc. HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1709978 W Robert Paiano One Hartford Plaza
Hartford CT 06155
Evp & Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-20 9,463 $0.00 46,629 No 4 M Direct
Common Stock Acquisiton 2023-02-21 14,542 $35.83 61,171 No 4 M Direct
Common Stock Disposition 2023-02-21 14,542 $77.38 46,629 No 4 S Direct
Common Stock Disposition 2023-02-22 4,385 $78.45 42,244 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Acquisiton 2023-02-20 9,463 $0.00 9,463 $0.00
Common Stock Performance Shares Disposition 2023-02-20 9,463 $0.00 9,463 $0.00
Common Stock Stock Option Disposition 2023-02-21 14,542 $0.00 14,542 $35.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,463 No 4 A Direct
0 No 4 M Direct
0 2024-03-04 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $41.25 2025-03-03 14,528 14,528 Direct
Common Stock Stock Option $43.59 2026-03-01 13,138 13,138 Direct
Common Stock Stock Option $48.89 2027-02-28 13,934 13,934 Direct
Common Stock Stock Option $49.01 2029-02-26 34,159 34,159 Direct
Common Stock Stock Option $51.87 2031-02-23 30,242 30,242 Direct
Common Stock Stock Option $53.81 2028-02-27 26,702 26,702 Direct
Common Stock Stock Option $55.27 2030-02-25 30,840 30,840 Direct
Common Stock Stock Option $69.41 2032-02-23 27,174 27,174 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-03 14,528 14,528 Direct
2026-03-01 13,138 13,138 Direct
2027-02-28 13,934 13,934 Direct
2029-02-26 34,159 34,159 Direct
2031-02-23 30,242 30,242 Direct
2028-02-27 26,702 26,702 Direct
2030-02-25 30,840 30,840 Direct
2032-02-23 27,174 27,174 Direct
Footnotes
  1. On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.35 - $77.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.
  4. The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification.
  5. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
  6. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
  7. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
  8. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
  9. The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
  10. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
  11. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
  12. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
  13. One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.