Filing Details
- Accession Number:
- 0001225208-23-002568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-22 17:53:19
- Reporting Period:
- 2023-02-20
- Accepted Time:
- 2023-02-22 17:53:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709978 | W Robert Paiano | One Hartford Plaza Hartford CT 06155 | Evp & Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-20 | 9,463 | $0.00 | 46,629 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-02-21 | 14,542 | $35.83 | 61,171 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-02-21 | 14,542 | $77.38 | 46,629 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-22 | 4,385 | $78.45 | 42,244 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Shares | Acquisiton | 2023-02-20 | 9,463 | $0.00 | 9,463 | $0.00 |
Common Stock | Performance Shares | Disposition | 2023-02-20 | 9,463 | $0.00 | 9,463 | $0.00 |
Common Stock | Stock Option | Disposition | 2023-02-21 | 14,542 | $0.00 | 14,542 | $35.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,463 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct | ||
0 | 2024-03-04 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $41.25 | 2025-03-03 | 14,528 | 14,528 | Direct | |
Common Stock | Stock Option | $43.59 | 2026-03-01 | 13,138 | 13,138 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 13,934 | 13,934 | Direct | |
Common Stock | Stock Option | $49.01 | 2029-02-26 | 34,159 | 34,159 | Direct | |
Common Stock | Stock Option | $51.87 | 2031-02-23 | 30,242 | 30,242 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 26,702 | 26,702 | Direct | |
Common Stock | Stock Option | $55.27 | 2030-02-25 | 30,840 | 30,840 | Direct | |
Common Stock | Stock Option | $69.41 | 2032-02-23 | 27,174 | 27,174 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-03 | 14,528 | 14,528 | Direct |
2026-03-01 | 13,138 | 13,138 | Direct |
2027-02-28 | 13,934 | 13,934 | Direct |
2029-02-26 | 34,159 | 34,159 | Direct |
2031-02-23 | 30,242 | 30,242 | Direct |
2028-02-27 | 26,702 | 26,702 | Direct |
2030-02-25 | 30,840 | 30,840 | Direct |
2032-02-23 | 27,174 | 27,174 | Direct |
Footnotes
- On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.35 - $77.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.
- The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification.
- The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
- The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.