Filing Details
- Accession Number:
- 0001225208-23-002564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-22 17:51:56
- Reporting Period:
- 2023-01-03
- Accepted Time:
- 2023-02-22 17:51:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1953261 | R Michael Fisher | One Hartford Plaza Hartford CT 06155 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-01-03 | 4,916 | $75.69 | 5,287 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-02-20 | 5,323 | $0.00 | 10,610 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-02-22 | 2,531 | $78.45 | 8,079 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Shares | Acquisiton | 2023-02-20 | 5,323 | $0.00 | 5,323 | $0.00 |
Common Stock | Performance Shares | Disposition | 2023-02-20 | 5,323 | $0.00 | 5,323 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,323 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $51.87 | 2031-02-23 | 18,481 | 18,481 | Direct | |
Common Stock | Stock Option | $55.27 | 2030-02-25 | 17,348 | 17,348 | Direct | |
Common Stock | Stock Option | $69.41 | 2032-02-23 | 18,871 | 18,871 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2031-02-23 | 18,481 | 18,481 | Direct |
2030-02-25 | 17,348 | 17,348 | Direct |
2032-02-23 | 18,871 | 18,871 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Fisher on May 25, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock.
- Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.
- The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification.
- One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
- One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.