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Filing Details

Accession Number:: 0001762098-23-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-22 17:02:38
Reporting Period:: 2023-02-17

Accepted Time:: 2023-02-22 17:02:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1297989	Exlservice Holdings Inc.	EXLS	Services-Business Services, Nec (7389)	820572194

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1762098	Ajay Ayyappan	320 Park Avenue New York NY 10022	Svp & Gen Counsel/Corp. Sec'y.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001 Per Share	Disposition	2023-02-17	328	$170.89	5,369	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2023-02-17	1,053	$0.00	6,422	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2023-02-17	460	$170.57	5,962	No	4	F	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2023-02-19	593	$168.81	5,369	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2023-02-19	840	$0.00	6,209	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2023-02-19	367	$170.53	5,842	No	4	F	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2023-02-20	517	$0.00	6,359	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2023-02-20	226	$170.53	6,133	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001 Per Share	Restricted Stock Units	Disposition	2023-02-17	1,053	$0.00	1,053	$0.00
Common Stock, Par Value $0.001 Per Share	Restricted Stock Units	Disposition	2023-02-19	840	$0.00	840	$0.00
Common Stock, Par Value $0.001 Per Share	Restricted Stock Units	Disposition	2023-02-20	517	$0.00	517	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,105	No	4	M	Direct
840	No	4	M	Direct
0	No	4	M	Direct

Footnotes

This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
The reporting person's restricted stock units reported in this report vested on February 17, 2023. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
The reporting person's restricted stock units reported in this report vested on February 19, 2023. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
The reporting person's restricted stock units reported in this report vested on February 20, 2023. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
On February 17, 2021, the reporting person was granted 4,210 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of 25 of the restricted stock units will vest on February 17, 2025.
On February 19, 2020, the reporting person was granted 3,360 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional twenty-five percent of the restricted stock units became vested on February 19, 2022, an additional twenty-five percent of the restricted stock units became vested on February 19, 2023, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024.
On February 20, 2019, the reporting person was granted 2,065 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2020 an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 of the restricted stock units became vested on February 20, 2023.