Filing Details
- Accession Number:
- 0001181431-11-033503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 17:41:12
- Reporting Period:
- 2011-05-27
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 16:41:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249891 | E John Caldwell | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-27 | 3,000 | $1.61 | 21,719 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 3,000 | $4.42 | 24,719 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-27 | 3,000 | $21.56 | 27,719 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-27 | 400 | $44.50 | 27,319 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonemployee Director Stock Option (right to buy) | Disposition | 2011-05-27 | 3,000 | $0.00 | 3,000 | $1.61 |
| Common Stock | Nonemployee Director Stock Option (right to buy) | Disposition | 2011-05-27 | 3,000 | $0.00 | 3,000 | $4.42 |
| Common Stock | Nonemployee Director Stock Option (right to buy) | Disposition | 2011-05-27 | 3,000 | $0.00 | 3,000 | $21.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-08-08 | 2012-08-08 | No | 4 | M | Direct |
| 0 | 2004-04-29 | 2013-04-29 | No | 4 | M | Direct |
| 0 | 2014-05-12 | No | 4 | M | Direct |
Footnotes
- The option vested in three equal annual installments on each of May 12, 2005, May 12, 2006 and May 12, 2007.
Billionaire Hedge Funds
